Our insurance regulatory compliance experience is your advantage.

Westmont is your business partner for insurance regulatory work, insurance company formations, UCAA insurer licensing, producer licensing, and SERFF form and rate filings.

Corporate / Individual Producer Licensing

We regularly form, license and maintain producer firms / agencies nationwide, and manage the producer licensing process.

MGA / TPA Licensing & Health Utilization

We provide guidance and assistance with all components of the MGA and TPA applications process, both U.S. and alien.

State Filing Services

We specialize in submission of SERFF form, rate and rule filings for life / health, property / casualty, credit, mortgage, and financial guaranty lines insurance.

UCAA / Certificate of Authority

Our experience allows us to assess an insurer’s ability to meet state requirements and recommend paths to success.

Insurer Mergers & Acquisitions / Form A Filings

We provide organized, concise, and economical merger and acquisition services on a national basis.

Insurance Company Formations

Working together with state regulators, we develop the documents needed to form a new insurer corporation or restructure an existing insurer corporation.

Redomestication / Name Changes

We can help obtain approval when your agency undergoes a name change, redomesticates, and/or wishes to add new authority to existing COA.

Claims Management

Offering a full spectrum of services, we can manage specific claims to conclusion, including attending mediations with a viable negotiation plan to settle difficult cases.

Actuarial Services

We have the experience, innovation and attention to detail to provide a wide range of actuarial consulting services for all property and casualty commercial and personal lines of insurance.

Insurance Compliance Audits

Our unbiased, third party underwriting audits are designed to evaluate potential risks in a new or existing line of business and suggest viable approaches.

Westmont offers a uniquely comprehensive array of services designed to streamline the compliance process, maximize your efficiency and parallel track project components. Our goal is to provide you with best practices that facilitate speed to market.

Unparalleled team of seasoned professionals
25+ years of professional service to the insurance industry
Trusted by insurance departments and regulators, including NAIC committees
Cognizant of your need for speed to market and expert guidance
Understand the impact of decisions on long term market conduct and compliance

Tokio Marine has worked with Westmont for 10 years and our experience has been great! The people at Westmont are professional, friendly, client service focused and extremely competent. They have assisted our company with many different matters including regulatory and licensing filings, a complicated fifty state domestication filing and other projects. Nancy Stepanski, is unquestionably one of the top regulatory experts in the insurance business and her staff is first rate.

For over twelve years, Westmont has helped California Casualty with a variety of insurance regulatory matters. They are professional, knowledgeable, timely, and friendly. Westmont has tremendous relationships with the insurance regulator community throughout the country. We unequivocally endorse them, and will not hesitate to use them in the future

Palomar has worked closely with Westmont Associates since 2014. Initially, we had great success with Westmont obtaining certificates of authority in new states and approval of our rate and form filings for our admitted products. Most recently Westmont Associates was instrumental in helping Palomar form and license Palomar Excess and Surplus Insurance Company as a domestic surplus lines insurance company. Their expertise allowed us to achieve this goal in under six months.

Wyoming Insurance Carrier Memorandum

February 10, 2026

The Wyoming Department of Insurance (“Department”) has recently released a memorandum regarding contact information for each insurer licensed in Wyoming. The key highlights are as follows: Insurance companies are required ...

Alabama Revised Bulletin 2025-08

February 10, 2026

The Alabama Department of Insurance (“Department”) has recently released a Revised Bulletin 2025-08, replacing Department Bulletin 2010-10 regarding prohibitions on certain cancellations, non-renewals, and premium increase for property and automobile ...

Maryland Disaster/Catastrophic Event Contact Information Requirement

February 2, 2026

The Maryland Insurance Administration has recently released Bulletin 26-1 regarding contact information in the event of a disaster or catastrophic event. The key highlights are as follows: All insurers, non-profit ...