The New York State Department of Financial Services announced they are extending the deadline for filing the Certification of Compliance pursuant to 23 NYCRR 500 from April 15, 2020 to June 1, 2020 because of COVID-19.
Regulated entities and licensed persons must file their Certification of Compliance for calendar year 2019 on or before June 1, 2020. All filings should be filed electronically via the New York State Department of Financial Services website at: https://www.dfs.ny.gov/industry_guidance/cybersecurity.
If you have any specific questions, please contact the Westmont team. Stay Well.